Securities Exchange Act

Results: 28007



#Item
171United States corporate law / Economy / Business / Law / 107th United States Congress / SarbanesOxley Act / Corporate governance / Larry Ribstein / U.S. Securities and Exchange Commission / DoddFrank Wall Street Reform and Consumer Protection Act / Annual report / Regulatory compliance

Microsoft Word - Bainbridge_6fmt _Final_

Add to Reading List

Source URL: www.minnesotalawreview.org

Language: English - Date: 2011-05-24 23:48:05
172U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / Constitutional amendment / Economy / Financial regulation / Finance / United States federal banking legislation / SEC filing

OMB APPROVAL OMB Number: Estimated average burden hours per response

Add to Reading List

Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-22 16:35:45
173A Better Tomorrow / Directors of Photography

  Filing under Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filing by: Media General, Inc. Subject Company: Med

Add to Reading List

Source URL: www.mediageneral.com

Language: English - Date: 2016-05-02 08:14:10
174Business / Economy / TSMC / International Financial Reporting Standards / Forward-looking statement / Financial statement / SEC filings / National Semiconductor / Profit / Regulation S-K

SECURITIES AND EXCHANGE COMMISSION Washington, DCFORM 20-F REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

Add to Reading List

Source URL: www.tsmc.com

Language: English - Date: 2016-04-11 08:16:46
175Economy / Stock market / Finance / Business / Initial public offering / Order / U.S. Securities and Exchange Commission / Securities Exchange Act / Auction / Security / BATS Global Markets

OMB APPROVAL OMB Number: Estimated average burden hours per response

Add to Reading List

Source URL: cdn.batstrading.com

Language: English - Date: 2016-03-30 15:52:23
176Finance / Money / Economy / Corporate finance / Equity securities / Stock market / Options / Warrant / Financial markets / Security / Private placement / Securities Act

Submission Proof - D:\Dropbox (SEC Compliance)\2014 OPERATIONS\2015 OPERATIONS\2015 ED... Page 1 of 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C

Add to Reading List

Source URL: compliance-sec.com

Language: English - Date: 2015-11-06 04:37:23
177Finance / Money / Economy / Corporate finance / Stock market / Equity securities / SEC filings / Form 4 / U.S. Securities and Exchange Commission / Security / Stock / Securities Exchange Act

FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Add to Reading List

Source URL: compliance-sec.com

Language: English - Date: 2016-04-05 08:26:24
178United States securities law / Economy / Finance / Law / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Uniform Securities Act / Registered representative / North American Securities Administrators Association / Joseph Borg / Securities Act / Filing

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

Add to Reading List

Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-08-03 14:20:30
179Stock market / Economy / Finance / Corporate finance / Money / Prospectus / Securities Act / Public offering / Initial public offering / Greenshoe / Registration statement / Security

CXENSE ASA Initial public offering of 1,450,000 Offer Shares Indicative price range of NOK 125 to NOK 150 per Share Listing of the Company’s Shares on the Oslo Stock Exchange, alternatively Oslo Axess This Prospectus

Add to Reading List

Source URL: www.cxense.com

Language: English - Date: 2015-08-10 06:16:50
180Law / Arbitration / Financial Industry Regulatory Authority / United States securities law / Arbitral tribunal / Securities Exchange Act / Securities regulation in the United States / Forum / U.S. Securities and Exchange Commission / United States Arbitration Association / Consumer arbitration

OMB APPROVAL OMB Number: Estimated average burden hours per response

Add to Reading List

Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:33
UPDATE